Compliance Officer - Wealth Management

Schroders is a global investment manager offering active asset management, wealth management, and investment solutions. The Compliance Officer - Wealth Management role supports these services. The main responsibilities involve ensuring adherence to regulatory requirements and internal policies, monitoring compliance risks, and conducting internal investigations. The role also includes providing compliance advice and training to the wealth management team. The ideal candidate must have a relevant degree, preferably in Law, Finance, or a related field, and at least 3 years of experience in a similar role within the financial services industry. Proficiency in English is essential. Familiarity with regulatory frameworks such as the Financial Conduct Authority (FCA) and the Markets in Financial Instruments Directive (MiFID) is required. Experience with wealth management is a plus. The role is based in London, offering opportunities for growth and development within a diverse and global team. What the role asks for: - A relevant degree, preferably in Law, Finance, or a related field - At least 3 years of experience in a similar role within the financial services industry - Proficiency in English - Familiarity with regulatory frameworks such as the Financial Conduct Authority (FCA) and the Markets in Financial Instruments Directive (MiFID)